Stay up to date with notifications from The Independent

Notifications can be managed in browser preferences.

Scottish Widows pays up for errors: Group compensates 'unsuitable sales' victims

Maria Scott
Wednesday 21 April 1993 18:02 EDT
Comments

Your support helps us to tell the story

From reproductive rights to climate change to Big Tech, The Independent is on the ground when the story is developing. Whether it's investigating the financials of Elon Musk's pro-Trump PAC or producing our latest documentary, 'The A Word', which shines a light on the American women fighting for reproductive rights, we know how important it is to parse out the facts from the messaging.

At such a critical moment in US history, we need reporters on the ground. Your donation allows us to keep sending journalists to speak to both sides of the story.

The Independent is trusted by Americans across the entire political spectrum. And unlike many other quality news outlets, we choose not to lock Americans out of our reporting and analysis with paywalls. We believe quality journalism should be available to everyone, paid for by those who can afford it.

Your support makes all the difference.

SCOTTISH WIDOWS, one of Britain's largest life insurance groups, has paid up to pounds 40,000 to people sold unsuitable investment products by the company's tied agent sales representatives.

Last December Scottish Widows was fined pounds 120,000 by the life insurance industry regulator, Lautro, for failing to exercise proper control over its tied agents.

Mike Ross, managing director of Scottish Widows, resigned from the board of Lautro as a result of the insurer's brush with the regulator.

Scottish Widows was ordered by Lautro to review 20,000 policies to see whether they were suitable for the investors' needs. Yesterday Mr Ross said Scottish Widows had so far paid out between pounds 20,000 and pounds 40,000 to people who appeared to have been sold unsuitable policies. About 100 people had received refunds of premiums and about 100 had been compensated for loss where, for example, they had cancelled long-term contracts early and lost money as a result.

Scottish Widows had not yet completed its investigation of all the sales. Mr Ross added that in 97 per cent of the cases investigated so far, policyholders had been sold appropriate investments.

He said the management of the insurer's tied sales force had been overhauled. The cost of the fine had been met from reserves, which were about pounds 2bn at the end of 1992.

He said Scottish Widows' free asset ratio, of assets over liabilities, stood at about 20 per cent, a little higher than at the end of 1991. He saw no need for Scottish Widows to seek the kind of capital-raising deal announced on Tuesday between Scottish Equitable and the Dutch group Aegon.

Scottish Widows increased sales of annual-premium life and pensions contracts last year by 10 per cent to pounds 122m while sales of single-premium products increased 19 per cent to pounds 536m. Sales of unit trusts and personal equity plans increased 62 per cent to pounds 92m.

(Photograph omitted)

Join our commenting forum

Join thought-provoking conversations, follow other Independent readers and see their replies

Comments

Thank you for registering

Please refresh the page or navigate to another page on the site to be automatically logged inPlease refresh your browser to be logged in