Stay up to date with notifications from The Independent

Notifications can be managed in browser preferences.

PDFM set to be sold for pounds 1.8bn

Lea Paterson
Friday 19 June 1998 18:02 EDT
Comments

Your support helps us to tell the story

From reproductive rights to climate change to Big Tech, The Independent is on the ground when the story is developing. Whether it's investigating the financials of Elon Musk's pro-Trump PAC or producing our latest documentary, 'The A Word', which shines a light on the American women fighting for reproductive rights, we know how important it is to parse out the facts from the messaging.

At such a critical moment in US history, we need reporters on the ground. Your donation allows us to keep sending journalists to speak to both sides of the story.

The Independent is trusted by Americans across the entire political spectrum. And unlike many other quality news outlets, we choose not to lock Americans out of our reporting and analysis with paywalls. We believe quality journalism should be available to everyone, paid for by those who can afford it.

Your support makes all the difference.

UBS, THE Swiss bank, is looking to sell PDFM, its UK fund manager, in a deal worth up to pounds 1.8bn. Industry sources said the bank had already identified potential buyers for PDFM, and that an announcement would be made within the next couple of weeks.

A UBS spokeswoman confirmed that the board was reviewing the role of PDFM. She said: "We are reviewing a number of activities. PDFM is one of those. Selling is one of the options, but it is not the only one." The spokeswoman added that she expected the UBS board to come to a decision about PDFM "in July sometime".

The decision to sell PDFM is understood to be a direct consequence of the UBS/SBC merger. The two Swiss banks announced plans to merge back in December, and expect to start operating as a single bank - the "new" UBS - next month.

Reports of culture clashes between PDFM, run by maverick fund manager Tony Dye, and Brinson, SBC's Chicago-based asset management arm, prompted intense speculation about the future of PDFM.

PDFM is believed to have told UBS executives that it would rather be sold than be integrated with Brinson. UBS is now looking to sell the fund manager to a financial institution which could guarantee PDFM operational independence. A management buyout is thought unlikely.

Rumours about the identities of potential bidders were rifeyesterday. Speculation focused on the large US banks, in particular Goldman Sachs. Some analysts predicted a deal with one of the larger European banks could be on the cards.

John Leonard, banking analyst at Salomon Smith Barney, said: "ABN Amro has been interested in money managers from time to time, and Commerzbank has been looking as well. In the UK, Halifax has the money to spend as well as an interest in the area."

Sources said any deal would need to have the backing of the PDFM management.

Mr Dye, PDFM's chief investment officer declined to comment. Mr Dye achieved a degree of notoriety after PDFM took up a strong cash position at a time when stock markets were booming.

Fund managers are currently attracting heady stock market valuations, following the sale of Mercury Asset Management (MAM) to Merrill Lynch of the US for pounds 3.1bn.

One analyst, who declined to be named, said: "MAM was sold for around 3 per cent of its assets under management. If you applied a similar figure to PDFM, that gets you to pounds 1.8bn, although, to be frank, PDFM is unlikely to fetch that price. I would expect the price to be nearer to 2 per cent of assets under management [around pounds 1.2bn].

Join our commenting forum

Join thought-provoking conversations, follow other Independent readers and see their replies

Comments

Thank you for registering

Please refresh the page or navigate to another page on the site to be automatically logged inPlease refresh your browser to be logged in